Cecelia W. Fairfax

C FINANCIAL AND TAX ASSOCIATES

Riverside, CA 92506

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CRD#: 1226990

Professional summary

Cecelia Wynette Fairfax, CFP®, who also goes by Cecelin Wynette Fairfax, Cecilia Wynette Fairfax, is a registered financial advisor currently at C FINANCIAL AND TAX ASSOCIATES located in Riverside, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Cecelia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Cecelia has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cecelin Wynette Fairfax | Cecilia Wynette Fairfax

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INV OFFICE; TAX & INSURANCE SERVICES INCORPORATED; NO; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; TAX PREP; OWNER/PREPARER; 06/89; 25HR/MO; 25HR/MO; REVIEW RETURNS, MEET W/CLIENTS, TAX ADVICE; INS SALES; TAX & INSURANCE SERVICES INCORPORATED; YES; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; INS SALES; LIC AGT; 06/89; 100HR/MO; 100HR/MO; LIFE, VARIABLE, &AMP; ANNUITY SALES; INV ADV; AIGFA; YES; 6373 BROCKTON AVE,RIVERSIDE,CA,92506; INV ADV; CORP RIA; 06/89; 50HR/MO; 50HR/MO; INV ADV SVC, SALES &AMP; ADVICE; INNOVATION PARTNERS, INVESTMENT RELATED, CHARLOTTE, NC 28210, SALE OF REGISTERED PRODUCTS, REGISTERED REPRESENTATIVE, 40 HR/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cecelia Wynette Fairfax's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

March 7, 2014 - Present

C FINANCIAL AND TAX ASSOCIATES

Office #1: 6373 Brockton Ave., Riverside, CA 92506

RIA

CRD#: 170453

Riverside, CA

Current

February 4, 2016 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

May 17, 2013 - February 4, 2014

SB ADVISORY, LLC

RIA

CRD#: 154680

ATLANTA, GA

Past

May 17, 2013 - February 4, 2014

IFS SECURITIES

CRD#: 40375

RIVERSIDE, CA

Past

September 22, 2008 - May 10, 2013

GWN SECURITIES INC.

RIA

CRD#: 128929

RIVERSIDE, CA

Past

September 19, 2008 - May 10, 2013

GWN SECURITIES INC.

CRD#: 128929

RIVERSIDE, CA

Past

October 31, 2005 - October 3, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

RIVERSIDE, CA

Past

October 31, 2005 - October 3, 2008

OSAIC SERVICES, INC.

CRD#: 133763

RIVERSIDE, CA

Past

December 16, 1997 - October 31, 2005

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

RIVERSIDE, CA

Past

June 26, 1997 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

May 13, 1992 - July 2, 1997

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

January 18, 1990 - May 20, 1992

LEGEND CAPITAL CORPORATION

CRD#: 4149

PALM BEACH GARDENS, FL

Past

June 23, 1989 - December 31, 1989

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 27, 1985 - June 22, 1989

UR FINANCIAL, INC.

CRD#: 10509

Past

April 30, 1984 - November 18, 1985

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/7/2014)

California
(2/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/14/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 1/21/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

C FINANCIAL AND TAX ASSOCIATES

C FINANCIAL AND TAX ASSOCIATES | TAX PLUS FINANCIAL SERVICES INCORPORATED | TAX & INSURANCES SERVICES INCORPORATED | TAX & INSURANCE SERVICES INCORPORATED

CRD#: 170453 / SEC#:

California

Registered Investment Advisory firm - (3/7/2014 Approved)

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Contact information

Main Address

6373 Brockton Ave., Riverside, CA 92506

Mailing Address

Phone number

(951) 688-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 11,124,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cecelia W. Fairfax

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cecelia Wynette Fairfax's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

SB ADVISORY, LLC

IFS SECURITIES

GWN SECURITIES INC.

GWN SECURITIES INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

LEGEND CAPITAL CORPORATION

SUNAMERICA SECURITIES, INC.

UR FINANCIAL, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/1998

Series 63

Date: 4/20/1987

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/3/1997

Series 22

Date: 8/14/1984

Series 6

Date: 4/3/1984

Series 51

Date: 1/21/2004

Series 24

Date: 12/8/1997

FINRA

Current Firm

C FINANCIAL AND TAX ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

C FINANCIAL AND TAX ASSOCIATES

TRUST BUT VERIFY

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