Nagi R. Kawkabani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nagi Robert Kawkabani, who also goes by Nagi Kawkabani, was a registered financial professional .
Nagi is a previously registered financial professional and started their career in finance in 1985. Nagi had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 15 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2017 - November 4, 2020
BREVAN HOWARD US LLC
December 18, 2000 - July 10, 2003
CREDIT SUISSE SECURITIES (USA) LLC
August 20, 1987 - December 18, 2000
PERSHING LLC
September 5, 1985 - June 10, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/5/1984
Foreign Currency Options ExaminationCurrent Firm
BREVAN HOWARD US LLC
CRD#: 150662 / SEC#: , 8-68278
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
