William L. Toft
Professional summary
William Lee Toft, who also goes by Bill Toft, William Toft, is a registered financial professional currently at FELTL & COMPANY located in Plymouth, Minnesota.
William is registered as a RR (Registered Representative) and started their career in finance in 1984. William has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Lee Toft's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2003 - Present
FELTL & COMPANY
Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447December 22, 2000 - September 22, 2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 24, 1998 - December 18, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
May 11, 1998 - August 14, 1998
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1994 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
June 2, 1994 - September 1, 1994
HAMILTON INVESTMENTS, INC.
September 24, 1990 - June 6, 1994
UBS FINANCIAL SERVICES INC.
January 18, 1988 - September 7, 1990
MORGAN STANLEY DW INC.
March 1, 1984 - January 29, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2003)
(4/3/2024)
(9/19/2003)
(8/8/2013)
(3/19/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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