Jack T. Noe

OAK ASSET MANAGEMENT

Westlake Village, CA 91361

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CRD#: 1226622

Professional summary

Jack Travis Noe, who also goes by Jack Noe, is a registered financial advisor currently at OAK ASSET MANAGEMENT, LLC located in Westlake Village, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Jack has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Noe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Travis Noe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2017 - Present

OAK ASSET MANAGEMENT, LLC

Office #1: 2535 Townsgate Road, Suite 300, Westlake Village, CA 91361

RIA

CRD#: 287856

Westlake Village, CA

Past

April 16, 2004 - May 9, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

WESTLAKE VILLAGE, CA

Past

March 22, 2004 - May 9, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WESTLAKE VILLAGE, CA

Past

July 8, 1997 - April 1, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WOODLAND HILLS, CA

Past

October 13, 1986 - April 1, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 3, 1984 - October 29, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK ASSET MANAGEMENT, LLC

CRD#: 287856 / SEC#: 801-110296

RIA

Registered Investment Advisory firm - (4/18/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/8/2017)

IAR

Nevada
(8/11/2021)

IAR

Texas
(5/8/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/7/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/1/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

OAK ASSET MANAGEMENT, LLC

CRD#: 287856 / SEC#: 801-110296

RIA

Registered Investment Advisory firm - (4/18/2017 Approved)

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Contact information

Main Address

2535 Townsgate Road Suite 300, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 778-0818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (2/19/2025)

ADV PART 2A - FIRM BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	741
AUM (Assets Under Management)	$ 383,244,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack T. Noe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Travis Noe's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OAK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/1995

Series 63

Date: 2/9/1984

SIE

Date: 5/9/2017

Series 3

Date: 7/7/2001

Series 7

Date: 1/21/1984

Series 8

Date: 10/1/1991

Current Firm

OAK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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