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JM

John F. Meehan

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CRD#: 1226569
JM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Francis Meehan JR, who also goes by Jack Meehan, John Meehan, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1984. John had worked at 6 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jack Meehan | John Meehan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 2, 2018 - December 31, 2019

NORTHPOINTE CAPITAL LLC

RIA
CRD#: 109383
Lansdale, PA
Past

February 25, 2010 - October 19, 2011

STERLING ASSET MANAGEMENT, LLC

RIA
CRD#: 144960
KING OF PRUSSIA, PA
Past

June 5, 2001 - November 8, 2006

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
WEST CONSHOHOCKEN, PA
Past

September 20, 1997 - August 31, 1999

REPUBLIC NEW YORK SECURITIES CORPORATION

BD
CRD#: 29659
NEW YORK, NY
Past

June 16, 1994 - August 5, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 21, 1984 - June 21, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


NC
NORTHPOINTE CAPITAL LLC
GARTMORE GROUP | NORTHPOINTE CAPITAL LLC

CRD#: 109383 / SEC#: 801-57064

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Contact information


Main Address
39400 Woodward Suite 190, Bloomfield Hills, MI 48304
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

NORTHPOINTE CAPITAL ADV PART 2A (3/28/2019)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTHPOINTE CAPITAL LLC

CRD#: 109383

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