Carter A. Pearl

INTRINSIC VALUE PARTNERS

Phoenix, AZ 85016

Some features on this profile are disabled

CRD#: 1226543

Professional summary

Carter Allen Pearl is a registered financial advisor currently at INTRINSIC VALUE PARTNERS, LLC located in Phoenix, Arizona.

Carter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Carter has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CARTER IS THE PROPRIETOR OF C. PEARL INVESTMENT HOLDINGS, INC. THE BUSINESS IS INVESTMENT RELATED IN THAT IT WAS THE ENTITY THAT RECEIVED INVESTMENT MANAGEMENT FEES FROM THE PREVIOUS RIA WITH WHICH CARTER WAS AFFILIATED, PACWEST FINANCIAL MANAGEMENT, INC. CARTER PEARL IS NO LONGER ASSOCIATED WITH PACWEST. THE ADDRESS FOR C. PEARL INVESTMENT HOLDINGS, INC. IS CARTER'S RESIDENTIAL ADDRESS. EVEN THOUGH THE ENTITY IS STILL OPEN, CARTER DOES NOT SPEND ANY TIME ON C. PEARL INVESTMENT HOLDINGS, INC., SINCE CARTER PEARL IS NO LONGER ASSOCIATED WITH PACWEST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Allen Pearl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2012 - Present

INTRINSIC VALUE PARTNERS, LLC

Office #1: 4742 N 24th Street Suite 300, Phoenix, AZ 85016

RIA

CRD#: 165214

Phoenix, AZ

Past

August 6, 2002 - December 12, 2012

PACWEST FINANCIAL MANAGEMENT INC

RIA

CRD#: 108740

PHOENIX, AZ

Past

January 13, 1994 - March 9, 1998

PEACOCK, HISLOP, STALEY & GIVEN, INC.

CRD#: 21477

PHOENIX, AZ

Past

July 17, 1990 - September 21, 1990

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

July 6, 1990 - September 21, 1990

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

August 11, 1988 - July 6, 1990

PW SECURITIES, INC.

CRD#: 6775

Past

January 27, 1987 - August 12, 1988

INLAND SECURITIES CORPORATION

CRD#: 15807

Past

January 21, 1986 - January 28, 1987

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

March 9, 1984 - January 24, 1986

PW SECURITIES, INC.

CRD#: 6775

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRINSIC VALUE PARTNERS, LLC

CRD#: 165214 / SEC#: 801-78111

RIA

Registered Investment Advisory firm - (6/11/2013 Approved)

Arizona

Registered Investment Advisory firm - (6/19/2013 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/17/2012)

IAR

Texas
(2/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/1994

General Securities Representative Examination

Current Firm

INTRINSIC VALUE PARTNERS, LLC

CRD#: 165214 / SEC#: 801-78111

RIA

Registered Investment Advisory firm - (6/11/2013 Approved)

Arizona

Registered Investment Advisory firm - (6/19/2013 Terminated)

Texas

Registered Investment Advisory firm - (1/13/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4742 N 24th Street Suite 300, Phoenix, AZ 85016

Mailing Address

Phone number

(480) 522-2032

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 175,989,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carter A. Pearl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carter Allen Pearl's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACWEST FINANCIAL MANAGEMENT INC

PEACOCK, HISLOP, STALEY & GIVEN, INC.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

PW SECURITIES, INC.

INLAND SECURITIES CORPORATION

DERAND/PENNINGTON/BASS, INC.

PW SECURITIES, INC.

Primary Firm SEC Registration

INTRINSIC VALUE PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/1998

Series 63

Date: 2/9/1994

Series 7

Date: 1/12/1994

Current Firm

INTRINSIC VALUE PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRINSIC VALUE PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors