Barbara S. Blonsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Susan Blonsky, who also goes by Barbara S Blonsky, was a registered financial advisor .
Barbara is a previously registered financial advisor and started their career in finance in 1984. Barbara had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2006 - February 7, 2006
INVEST FINANCIAL CORPORATION
November 7, 2005 - January 6, 2006
R. SEELAUS & CO., LLC
October 20, 2004 - August 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 30, 2004 - October 20, 2004
QUICK & REILLY, INC.
June 13, 2002 - October 20, 2004
QUICK & REILLY, INC.
September 28, 1995 - April 30, 2002
PNC BROKERAGE CORP
October 24, 1994 - October 12, 1995
CHEMICAL INVESTOR SERVICES, INC.
October 20, 1994 - October 10, 1995
CONSECO SECURITIES, INC.
August 16, 1993 - October 5, 1994
SECURIAN FINANCIAL SERVICES, INC.
October 2, 1991 - June 4, 1993
MONY SECURITIES CORPORATION
July 30, 1990 - August 5, 1991
KAVANAUGH SECURITIES, INC.
January 16, 1984 - June 12, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVEST FINANCIAL CORPORATION
CRD#: 12984 / SEC#: 801-56411, 8-27691
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC. | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VICE PRESIDENT | 4298287 |
| COLLINS, MAURA KATHRYN | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER - NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT, CEO, DIRECTOR; NPH PRESIDENT & CEO | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP, CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND NPC SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP, OPERATIONS; INTERIM CHIEF OPERATIONS OFFICER-INVEST | 1955960 |
| WHITED, SANDRA RENEE | CCO-INVEST; 1ST VICE PRESIDENT-COMPLIANCE | 2444134 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 20 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
