Oliver C. Ware

KINGSWOOD CAPITAL PARTNERS

Boca Raton, FL 33433

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CRD#: 1226499

Professional summary

Oliver Claude Ware III, who also goes by Oliver Claude Ware, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Boca Raton, Florida.

Oliver is registered as a RR (Registered Representative) and started their career in finance in 1984. Oliver has worked at 19 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Oliver Claude Ware

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oliver Claude Ware III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 7280 W. Palmetto Park Rd #301, Boca Raton, FL 33433

CRD#: 288898

Boca Raton, FL

Past

October 18, 2005 - January 9, 2023

VIEWTRADE SECURITIES, INC.

CRD#: 46987

BOCA RATON, FL

Past

July 28, 2003 - December 21, 2005

VIEWTRADE FINANCIAL

CRD#: 47116

BOCA RATON, FL

Past

January 1, 2002 - June 5, 2003

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

November 19, 1999 - January 1, 2002

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

June 11, 1998 - October 14, 1999

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

May 14, 1998 - August 14, 1998

TRADEWAY SECURITIES GROUP, INC.

CRD#: 29794

CARLSBAD, CA

Past

August 7, 1997 - April 9, 1998

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576

WESTPORT, CT

Past

January 28, 1997 - July 1, 1997

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

August 17, 1995 - January 23, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 27, 1991 - April 5, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

January 14, 1991 - August 5, 1991

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

August 3, 1990 - February 1, 1991

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

January 2, 1990 - August 10, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

May 23, 1989 - January 2, 1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

CRD#: 19910

Past

January 26, 1988 - May 30, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

August 1, 1986 - January 27, 1988

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

November 19, 1985 - June 26, 1986

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

February 24, 1984 - November 18, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/24/2023)

Connecticut
(2/13/2023)

Florida
(2/8/2023)

Exams

State Security Law Exam

Series 63

Date: 9/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KINGSWOOD US, LLC	MEMBER
ALSORAIMI, MOHAMED	CCO	5319490
GOLDEN, JAIME GALIONE	PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS	2946822
NESSIM, MICHAEL HASKEL	CEO	2573543
PITKOFF, DAVID JONATHAN	CFO	2822280
RAYEVSKIY, VALERIY P	COO	5788810
ROMERO, MONIQUE VICTORIA	FINOP	6712654
WILDER, JEREMY MATHEW	CHIEF LEGAL OFFICER	7080690

Red Flags

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Advisor Monitoring

Firm Stability Insights

Oliver C. Ware

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oliver Claude Ware III's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIEWTRADE SECURITIES, INC.

VIEWTRADE FINANCIAL

VFINANCE INVESTMENTS, INC

FIRST COLONIAL SECURITIES

BARRON CHASE SECURITIES, INC.

TRADEWAY SECURITIES GROUP, INC.

MERIT CAPITAL ASSOCIATES, INC.

MESIROW FINANCIAL, INC.

PRUDENTIAL EQUITY GROUP, LLC

GRUNTAL & CO., L.L.C.

RAUSCHER PIERCE REFSNES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

PRESCOTT, BALL & TURBEN, INC.

GULFSTREAM FINANCIAL ASSOCIATES, INC.

UBS FINANCIAL SERVICES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

A. G. EDWARDS & SONS, INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/1995

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1984

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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