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DM

Daniel M. Mckeown

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CRD#: 1226498
DM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Martin Michael Mckeown, who also goes by Dan Mckeown, Daniel Martin Mckeown, Daniel Martin Micheal Mckeown, Daniel Michael Mckeown, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1984. Daniel had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dan Mckeown | Daniel Martin Mckeown | Daniel Martin Micheal Mckeown | Daniel Michael Mckeown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 10, 1994 - February 8, 1995

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
Past

August 25, 1992 - January 14, 1994

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
Past

July 8, 1991 - August 31, 1992

MASTERS FINANCIAL GROUP, INC.

BD
CRD#: 25747
Past

October 13, 1989 - February 1, 1990

BARKLEY-LOCKMAN INVESTMENTS INC.

BD
CRD#: 21933
Past

March 13, 1989 - August 5, 1989

R.B. MARICH, INC.

BD
CRD#: 13227
Past

April 19, 1988 - June 20, 1988

ATLANTA OIL & GAS INVESTMENTS, INC.

BD
CRD#: 20701
Past

March 3, 1988 - March 29, 1988

POWER SECURITIES CORPORATION

BD
CRD#: 15527
Past

August 18, 1987 - December 24, 1987

SHELTER ROCK SECURITIES CORP.

BD
CRD#: 11043
Past

June 2, 1987 - July 13, 1987

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

February 27, 1986 - May 8, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

June 27, 1985 - November 7, 1985

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

April 3, 1985 - June 6, 1985

JASON MACKENZIE SECURITIES, INC.

BD
CRD#: 15287
Past

January 25, 1984 - February 25, 1985

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/6/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PC
PACIFIC CORTEZ SECURITIES INCORPORATED
LA JOLLA CAPITAL CORPORATION | PACIFIC CORTEZ SECURITIES INCORPORATED | LA JOLLA CAPITAL CORPORATION AND LA JOLLA CAPITAL FINANCIAL CORP

CRD#: 24341 / SEC#: , 8-38514

BD
Cancelled by SEC on 07/12/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Nevada since 12/16/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC CORTEZ SECURITIES INCORPORATED

CRD#: 24341

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