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Daniel Martin Michael Mckeown

CRD# 1226498·Registered 1984 - 1995
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Martin Michael Mckeown, who also goes by Dan Mckeown, Daniel Martin Mckeown, Daniel Martin Micheal Mckeown, Daniel Michael Mckeown, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1984 - 1995. Daniel had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Mckeown, Daniel Martin Mckeown, Daniel Martin Micheal Mckeown, Daniel Michael Mckeown

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
March 10, 1994 - February 8, 1995
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
August 25, 1992 - January 14, 1994
MASTERS FINANCIAL GROUP, INC.·CRD# 25747
BD
July 8, 1991 - August 31, 1992
BARKLEY-LOCKMAN INVESTMENTS INC.·CRD# 21933
BD
October 13, 1989 - February 1, 1990
R.B. MARICH, INC.·CRD# 13227
BD
March 13, 1989 - August 5, 1989
ATLANTA OIL & GAS INVESTMENTS, INC.·CRD# 20701
BD
April 19, 1988 - June 20, 1988
POWER SECURITIES CORPORATION·CRD# 15527
BD
March 3, 1988 - March 29, 1988
SHELTER ROCK SECURITIES CORP.·CRD# 11043
BD
August 18, 1987 - December 24, 1987
MARSHALL DAVIS, INC.·CRD# 16278
BD
June 2, 1987 - July 13, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
February 27, 1986 - May 8, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
June 27, 1985 - November 7, 1985
JASON MACKENZIE SECURITIES, INC.·CRD# 15287
BD
April 3, 1985 - June 6, 1985
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
January 25, 1984 - February 25, 1985

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Current Firm

PC
PACIFIC CORTEZ SECURITIES INCORPORATED

LA JOLLA CAPITAL CORPORATION | PACIFIC CORTEZ SECURITIES INCORPORATED | LA JOLLA CAPITAL CORPORATION AND LA JOLLA CAPITAL FINANCIAL CORP

CRD#: 24341 / SEC#: 8-38514
BD
Cancelled by SEC on 07/12/2004

Contact Information

Established

Nevada since 12/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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