Joseph M. Langer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Marc Langer was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1984. Joseph had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2005 - June 2, 2005
GUNNALLEN FINANCIAL, INC
January 25, 1999 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
July 7, 1997 - December 4, 1998
SCHNEIDER SECURITIES, INC.
May 14, 1991 - June 18, 1997
INVESTORS ASSOCIATES, INC.
April 19, 1989 - May 29, 1991
HASAN GROWNEY CO. INC.
May 16, 1985 - April 27, 1989
ALLIED CAPITAL GROUP, INC.
January 26, 1984 - May 21, 1985
AMFCO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
