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Fredrich Arthur Endris Jr

CRD# 1226458·Registered 1984 - 2011
Previously Registered: Being a previously registered professional could mean that Fredrich is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fredrich Arthur Endris JR, who also goes by Frederich A Endris Jr, Fredrich Arthur Jr Endris, was a registered financial advisor. Fredrich was a previously registered financial advisor and started their career in finance 1984 - 2011. Fredrich had worked at 7 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederich A Endris Jr, Fredrich Arthur Jr Endris

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ENDRIS FINANCIAL SERVICES, LLC·CRD# 122396
RIA
Shelbyville, IN
August 30, 2007 - September 19, 2011
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
October 20, 1997 - October 27, 1997
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 12, 1994 - February 3, 1999
SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
July 8, 1991 - April 19, 1994
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.·CRD# 8478
BD
Indianapolis, IN
December 11, 1990 - June 24, 1991
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
August 15, 1990 - December 12, 1990
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 27, 1990 - August 16, 1990
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
January 23, 1984 - March 28, 1990

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1984About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 1992About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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