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Fredrich A. Endris

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CRD#: 1226458
FE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fredrich Arthur Endris JR, who also goes by Frederich A Endris Jr, Fredrich Arthur Jr Endris, was a registered financial advisor .

Fredrich is a previously registered financial advisor and started their career in finance in 1984. Fredrich had worked at 7 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Frederich A Endris Jr | Fredrich Arthur Jr Endris

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 30, 2007 - September 19, 2011

ENDRIS FINANCIAL SERVICES, LLC

RIA
CRD#: 122396
SHELBYVILLE, IN
Past

October 20, 1997 - October 27, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

April 12, 1994 - February 3, 1999

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

July 8, 1991 - April 19, 1994

SICOR SECURITIES INC

BD
CRD#: 16195
DAYTON, OH
Past

December 11, 1990 - June 24, 1991

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

BD
CRD#: 8478
INDIANAPOLIS, IN
Past

August 15, 1990 - December 12, 1990

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

March 27, 1990 - August 16, 1990

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

January 23, 1984 - March 28, 1990

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/24/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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