Jasjit Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasjit Singh was a registered financial professional .
Jasjit is a previously registered financial professional and started their career in finance in 1985. Jasjit had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2009 - April 1, 2013
DELPHOS MMJ L.P.
January 4, 2006 - September 4, 2007
DELPHOS MMJ L.P.
May 27, 2004 - February 17, 2005
NIGHTHAWK PARTNERS INC.
September 7, 2001 - October 1, 2003
UBS FINANCIAL SERVICES INC.
June 29, 1998 - January 3, 2000
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
September 18, 1995 - September 2, 1997
SBC WARBURG, INC.
July 25, 1987 - August 16, 1995
SANWA SECURITIES (USA) CO., L.P.
January 16, 1985 - August 16, 1995
SANWA UNIVERSAL SECURITIES CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DELPHOS MMJ L.P.
CRD#: 137389 / SEC#: , 8-67083
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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