David D. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David D Baker, who also goes by David Duane Baker, David Baker, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2012 - December 31, 2019
FB EQUITY SALES CORPORATION OF MICHIGAN
State Registrations and Notice Filings
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Exams
Current Firm
FB EQUITY SALES CORPORATION OF MICHIGAN
CRD#: 39337 / SEC#: , 8-48645
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHIGAN FARM BUREAU FINANCIAL CORPORATION | OWNER | |
| BAKER, DAVID D | PRESIDENT | 1226090 |
| BEDNARSKI, CARL JOSEPH | CHAIRMAN OF THE BOARD | 6469516 |
| HOTZ, BLAIR MARSHALL | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 1030617 |
| KOK, ANDREW JAMES MR. | GENERAL COUNSEL | 6062463 |
| O'SHEA, DANIEL JAMES | TREASURER AND FINANCIAL & OPERATION PRINCIPAL | 6145212 |
| SIMON, DONALD EUGENE | VICE CHAIRMAN & SECRETARY | 6980206 |
Red Flags
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