Barry M. Vortrefflich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Michael Vortrefflich, who also goes by Barry Vort, Barry Michael Vortreffulich, Barry Michael Vortrefruch, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1984. Barry had worked at 3 firms and has passed the Series 63, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1985 - October 22, 1986
R. L. RENCK & CO., INC.
September 10, 1984 - December 20, 1984
AUSTIN & COMPANY SECURITIES, INC.
March 21, 1984 - August 30, 1984
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R. L. RENCK & CO., INC.
CRD#: 13462 / SEC#: , 8-28988
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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