William D. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Jones, who also goes by Dave Jones, David Jones, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 9 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1994 - July 27, 1994
HUNTER INTERNATIONAL SECURITIES, INC.
July 17, 1989 - November 2, 1993
R.B. WEBSTER INVESTMENTS, INC.
June 26, 1989 - July 15, 1989
BACHUS & STRATTON SECURITIES, INC.
May 25, 1989 - June 28, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
December 3, 1987 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
June 2, 1986 - December 22, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
June 20, 1985 - June 10, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
February 9, 1984 - June 12, 1985
CITIWIDE SECURITIES CORP.
December 21, 1983 - August 5, 1985
H. BURCKHARDT & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/16/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HUNTER INTERNATIONAL SECURITIES, INC.
CRD#: 34722 / SEC#: , 8-46321
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
