David L. Sennholz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Sennholz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2009 - August 20, 2009
WISCONSIN FINANCIAL ADVISORS, LLC
October 6, 2003 - December 31, 2020
ON INVESTMENT MANAGEMENT CO
December 4, 1995 - December 31, 2020
THE O.N. EQUITY SALES COMPANY
November 10, 1995 - December 4, 1995
THE O.N. EQUITY SALES COMPANY
March 27, 1990 - April 30, 1996
WFG SECURITIES CORPORATION
April 10, 1989 - April 2, 1990
CARL M. HENNIG, INC.
September 18, 1986 - January 4, 1994
HORNOR, TOWNSEND & KENT, LLC
August 15, 1986 - April 18, 1989
WFG SECURITIES CORPORATION
September 25, 1985 - January 4, 1994
HORNOR, TOWNSEND & KENT, LLC
April 11, 1984 - August 26, 1986
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WISCONSIN FINANCIAL ADVISORS, LLC
CRD#: 149220 / SEC#:
Contact information
Red Flags
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