James Barber Twining
CFP®Professional Summary
James Barber Twining, CFP®, who also goes by Jamie Twining, is a registered financial advisor currently at FINANCIAL PLAN, INC. located in Bellingham, Washington. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 5 firms and has passed the Series 63, Series 31, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Tax Planning
- Retirement Income Management
- Insurance Planning
- Comprehensive Financial Planning
- Retirement Planning
- Estate Planning
- Investment Planning
Other Aliases
Jamie Twining
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL PLAN, INC.
Contact Information
Main Address
11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956Phone Number
(360) 714-1234# of Employees
12SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,049AUM (Assets Under Management)
$1,604,659,908Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FINANCIAL PLAN, INC.
State Registrations and Notice Filings
(1/14/2016)
(8/13/1997)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1984About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Barber Twining's CRS (Customer Relationship Summary).
Services Offered by James
- Tax Planning
- Retirement Income Management
- Insurance Planning
- Comprehensive Financial Planning
- Retirement Planning
- Estate Planning
- Investment Planning
Similar Advisors
CHOREO, LLC
REDWOOD PRIVATE WEALTH
J.P. MORGAN SECURITIES LLC
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