Robert Robbins

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CRD#: 1225863

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Robbins, CFP® was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Services Offered

Business Succession Planning

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POWER OF ATTORNEY FOR BROTHER; INV. RELATED; HOLIDAY, FL; START DATE 9/6/2016; 0 HRS PER MONTH. RENTAL PROPERTY; INV. RELATED; KINGSTON, NJ; 99% OWNERSHIP; RENTAL PROPERTY; START DATE 9/2016; 1 HR PER MONTH; 0 HRS DURING TRADING; COLLECT RENT. NOTTINGHAM BRASS QUINTET; NOT INVESTMENT-RELATED; 43 HAZELWOOD DRIVE, HUDSON, NH 03051; ENTERTAINMENT; TRUMPET PLAYER; STARTED 01/1984; APPROXIMATELY 20 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; TRUMPET PLAYER.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Past

March 30, 2017 - December 31, 2025

ROBBINS FARLEY LLC

RIA

CRD#: 286581

BEDFORD, NH

Past

April 16, 2012 - April 3, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MANCHESTER, NH

Past

April 16, 2012 - April 3, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MANCHESTER, NH

Past

June 1, 2009 - April 23, 2012

MORGAN STANLEY

RIA

CRD#: 149777

MANCHESTER, NH

Past

June 1, 2009 - April 23, 2012

MORGAN STANLEY

CRD#: 149777

MANCHESTER, NH

Past

March 23, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MANCHESTER, NH

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MANCHESTER, NH

Past

August 6, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 16, 1987 - February 22, 1991

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Past

January 11, 1984 - February 22, 1991

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBBINS FARLEY LLC

RAMSAY FRASER LLC | ROBBINS FARLEY LLC

CRD#: 286581 / SEC#: 801-118427

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

Florida

Registered Investment Advisory firm - (4/22/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 65

Status Unavailable

Passed: 8/13/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/16/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Status Unavailable

Passed: 6/2/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 8/4/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 1/10/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 7/20/2012

General Securities Principal Examination

Current Firm

ROBBINS FARLEY LLC

RAMSAY FRASER LLC | ROBBINS FARLEY LLC

CRD#: 286581 / SEC#: 801-118427

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

Florida

Registered Investment Advisory firm - (4/22/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/8/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (5/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2020 Terminated)

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Contact information

Main Address

6 Bedford Farms Drive Suite 112, Bedford, NH 03110

Mailing Address

Phone number

(603) 703-0255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2026)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 252,865,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert Robbins

Professional summary

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

FORESTERS FINANCIAL SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ROBBINS FARLEY LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 8/13/1992

Series 63

Passed: 1/16/1984

SIE

Passed: 4/3/2017

Series 3

Passed: 6/2/1993

Series 7

Passed: 8/4/1992

Series 6

Passed: 1/10/1984

Series 24

Passed: 7/20/2012

Current Firm

ROBBINS FARLEY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBBINS FARLEY LLC

TRUST BUT VERIFY

Contact information

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