Nathaniel T. Cornell

WARM SPRINGS ADVISORS

BRUTUS, MI

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CRD#: 1225766

Professional summary

Nathaniel Thomas Cornell, who also goes by Tom Cornell, is a registered financial advisor currently at WARM SPRINGS ADVISORS INC. located in Brutus, Michigan.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Nathaniel has worked at 5 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Cornell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Thomas Cornell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2022 - Present

WARM SPRINGS ADVISORS INC.

RIA

CRD#: 306501

BRUTUS, MI

Past

March 30, 2007 - December 31, 2010

TRIAD ADVISORS LLC

CRD#: 25803

LIMA, OH

Past

February 12, 2007 - December 31, 2010

DAVID BODNAR ADVISORS LLC

RIA

CRD#: 138298

CINCINNATI, OH

Past

June 14, 2002 - April 2, 2007

ADVANTAGE CAPITAL CORPORATION

RIA

CRD#: 146

WAPAKONETA, OH

Past

September 12, 1994 - April 2, 2007

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

WAPAKONETA, OH

Past

February 14, 1984 - April 22, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARM SPRINGS ADVISORS INC.

WARM SPRINGS ADVISORS | WARM SPRINGS ADVISORS INC.

CRD#: 306501 / SEC#: 801-134774

RIA

Registered Investment Advisory firm - (11/25/2025 Approved)

California

Registered Investment Advisory firm - (1/2/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WARM SPRINGS ADVISORS INC.

WARM SPRINGS ADVISORS | WARM SPRINGS ADVISORS INC.

CRD#: 306501 / SEC#: 801-134774

RIA

Registered Investment Advisory firm - (11/25/2025 Approved)

California

Registered Investment Advisory firm - (1/2/2026 Terminated)

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Contact information

Main Address

80 E. Sir Francis Drake Blvd. Suite 4d, Larkspur, CA 94939

Mailing Address

Po Box 1586, Ross, CA 94957

Phone number

(415) 497-8564

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WARM SPRINGS ADVISORS ADV PART 2A AND 2B (2/13/2026)

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 131,346,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel T. Cornell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Thomas Cornell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WARM SPRINGS ADVISORS INC.

TRIAD ADVISORS LLC

DAVID BODNAR ADVISORS LLC

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

WARM SPRINGS ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 10/20/1984

Series 6

Date: 2/10/1984

Current Firm

WARM SPRINGS ADVISORS INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WARM SPRINGS ADVISORS INC.

TRUST BUT VERIFY

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