Paul C. Keiley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Christopher Keiley, who also goes by Paul C Keiley, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 1990 - June 28, 1994
BARRETT DAY SECURITIES, INC.
November 16, 1989 - May 15, 1990
ROBERT TODD FINANCIAL CORP.
August 9, 1989 - January 17, 1990
VANDERBILT SECURITIES, INC.
January 28, 1987 - March 10, 1989
INVESTORS CENTER, INC.
February 12, 1985 - February 4, 1987
BLINDER, ROBINSON & CO., INC.
October 26, 1984 - February 25, 1985
SECURITIES SETTLEMENT CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BARRETT DAY SECURITIES, INC.
CRD#: 17717 / SEC#: , 8-35665
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
