John P. Slinzak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Philip Slinzak was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 1986 - July 1, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
August 9, 1985 - January 18, 1986
BLINDER, ROBINSON & CO., INC.
April 27, 1985 - August 19, 1985
WEDBUSH SECURITIES INC.
October 18, 1984 - March 25, 1985
BLINDER, ROBINSON & CO., INC.
June 21, 1984 - July 31, 1984
RENNIE & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHMARK FINANCIAL SERVICES, INC.
CRD#: 6518 / SEC#: , 8-31808
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
