David I. Kranzler

GOLDEN RETURNS ADVISORS LLC

Littleton, CO

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CRD#: 1225570

Professional summary

David Ian Kranzler is a registered financial advisor currently at GOLDEN RETURNS ADVISORS LLC located in Littleton, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ian Kranzler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2008 - Present

GOLDEN RETURNS ADVISORS LLC

RIA

CRD#: 146716

Littleton, CO

Past

June 20, 2008 - December 31, 2014

GOLDEN RETURNS ADVISORS LLC

RIA

CRD#: 146716

LITTLETON, CO

Past

September 14, 2000 - September 12, 2001

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

June 7, 2000 - September 11, 2000

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

June 7, 1999 - November 3, 1999

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 1, 1991 - June 7, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

December 5, 1987 - March 28, 1997

DJS SECURITIES LIMITED

CRD#: 13353

NEW YORK, NY

Past

June 17, 1986 - November 17, 1987

GOLDMAN SACHS & CO. LLC

CRD#: 361

Past

January 26, 1984 - May 7, 1985

MOUNTAIN PACIFIC INVESTMENT CO.

CRD#: 4296

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

Current Firm

GOLDEN RETURNS ADVISORS LLC

CRD#: 146716 / SEC#:

Colorado

Registered Investment Advisory firm - (6/19/2008 Approved)

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Contact information

Main Address

Littleton, CO

Mailing Address

Phone number

(720) 334-2101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,935,641

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David I. Kranzler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ian Kranzler's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN RETURNS ADVISORS LLC

WEDBUSH SECURITIES INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

DJS SECURITIES LIMITED

GOLDMAN SACHS & CO. LLC

MOUNTAIN PACIFIC INVESTMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2008

Series 63

Date: 10/16/1991

Series 7

Date: 1/21/1984

Current Firm

GOLDEN RETURNS ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOLDEN RETURNS ADVISORS LLC

TRUST BUT VERIFY

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