Steven L. Schippel
Professional summary
Steven Lester Schippel, who also goes by Steven L Schippel, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Columbia Station, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Lester Schippel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2023 - Present
BROOKWOOD INVESTMENT GROUP
May 5, 2016 - June 30, 2023
BELPOINTE ASSET MANAGEMENT LLC
October 9, 2003 - April 4, 2016
STEVEN L. SCHIPPEL CONSULTING, LLC
January 1, 2001 - October 21, 2002
STEVEN L. SCHIPPEL CONSULTING, LLC
August 25, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
January 1, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
January 1, 1984 - March 20, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/8/2023)
Exams
Current Firm
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,200 |
| AUM (Assets Under Management) | $ 1,064,198,265 |
Red Flags
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