Donald L. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lloyd Richardson, who also goes by Don Richardson, Rich Richardson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1984. Donald had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 1991 - October 23, 1991
KOBER FINANCIAL CORP.
May 14, 1990 - August 24, 1990
WAINWRIGHT, AUSTIN, STONE & CO.
December 5, 1989 - April 2, 1990
CENTRAL SECURITIES, INC.
August 29, 1989 - January 4, 1990
NETWORK 1 FINANCIAL SECURITIES INC.
January 31, 1989 - April 13, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 10, 1988 - January 19, 1989
WESTERN CAPITAL & SECURITIES, INC.
April 27, 1988 - September 19, 1988
LSCO SECURITIES INC.
February 12, 1988 - April 14, 1988
ALLIED CAPITAL GROUP, INC.
September 2, 1987 - February 24, 1988
POWER SECURITIES CORPORATION
June 11, 1987 - September 9, 1987
GREAT LAKES EQUITIES CO.
March 17, 1987 - June 15, 1987
MARSHALL DAVIS, INC.
January 30, 1986 - February 18, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
March 22, 1984 - March 20, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
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