Anthony M. Suttora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Mario Suttora was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1984. Anthony had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2009 - July 20, 2018
E&J SECURITIES CORP.
August 7, 2008 - October 19, 2009
DRD SECURITIES, INC.
July 1, 2003 - May 20, 2008
WELLS FARGO SECURITIES, LLC
April 28, 2003 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2002 - May 20, 2003
PRINCETON SECURITIES GROUP, LLC
March 1, 2002 - April 18, 2002
ABN AMRO INCORPORATED
July 1, 1999 - March 1, 2002
ABN AMRO SECURITIES LLC
September 1, 1997 - June 16, 1999
DB ALEX. BROWN LLC
March 10, 1989 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
May 22, 1984 - February 26, 1986
WALL STREET ACCESS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
E&J SECURITIES CORP.
CRD#: 37452 / SEC#: , 8-47773
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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