ML
Michael A. Langlois
STRATEGIC FINANCIAL GROUP
CRANSTON, RI 02920
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CRD#: 1224837
ML
Professional summary
Michael Arthur Langlois, CFP® is a registered financial advisor currently at STRATEGIC FINANCIAL GROUP located in Cranston, Rhode Island and GENEOS WEALTH MANAGEMENT, INC. located in Cranston, Rhode Island.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA/RIA:STRATEGIC FINANCIAL GROUP INVESTMENT RELATED BUSINESS PROVIDING FINANCIAL PLANNING SERVICES-CONDUCTED FROM BRANCH LOCATION. 2) RESIDENTIAL AND RETAIL REAL ESTATE RENTALS-OWNER AND LANDLORD. 3) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 4) NOTARY PUBLIC. 5) LANGLOIS AND ASSOC. 6) HOPE REALIZED HOMES FOUNDATION-BOARD MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Arthur Langlois's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Arthur Langlois's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
December 6, 2004 - Present
STRATEGIC FINANCIAL GROUP
Office #1: 1150 New London Ave Suite 320, Cranston, RI 02920RIA
CRD#: 123877
CRANSTON, RI
Current
September 7, 2011 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 55 Bald Hill Rd, Cranston, RI 02920RIA
BD
CRD#: 120894
Cranston, RI
Current
September 7, 2011 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 55 Bald Hill Rd, Cranston, RI 02920RIA
BD
CRD#: 120894
Cranston, RI
Past
February 15, 2001 - September 23, 2011
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
CRANSTON, RI
Past
June 1, 1996 - July 18, 1996
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 5, 1992 - September 23, 2011
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
CRANSTON, RI
Past
June 5, 1992 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
March 11, 1992 - November 19, 1992
SUNPOINT SECURITIES, INC.
BD
CRD#: 25442
LONGVIEW, TX
Past
February 28, 1991 - March 11, 1992
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
January 28, 1988 - March 7, 1991
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Past
February 23, 1984 - February 17, 1988
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/7/2011)
RR
Florida(9/7/2011)
RR
Louisiana(9/7/2011)
RR
Maine(10/18/2017)
RR
Massachusetts(9/7/2011)
RR
Nebraska(3/28/2013)
RR
New Jersey(12/2/2016)
RR
North Carolina(10/5/2011)
RR
Ohio(1/12/2020)
IAR
Rhode Island(12/6/2004)
RR
Rhode Island(9/7/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
RIA
Registered Investment Advisory firm - SEC (8/20/2003 Approved)Arizona
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)California
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Colorado
Registered Investment Advisory firm - SEC (9/11/2003 Terminated)Connecticut
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Illinois
Registered Investment Advisory firm - SEC (8/20/2003 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Texas
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (8/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Mailing Address
9635 Maroon Circle Suite 100, Englewood, CO 80112
Phone number
(303) 785-8470
Established
Colorado since 04/12/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
200
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894Cranston, RI 02920TRUST BUT VERIFY
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