Sheldon B. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Bruce Cohen was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1983. Sheldon had worked at 3 firms and has passed the Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2011 - November 16, 2011
CASSANDRA TRADING GROUP, LLC
June 27, 1991 - July 6, 1998
R. D. KUSHNIR & CO.
November 29, 1983 - February 6, 1987
GOLDBERG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASSANDRA TRADING GROUP, LLC
CRD#: 117818 / SEC#: , 8-53607
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
