Tibor R. Komoroczy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tibor Robert Komoroczy was a registered financial professional .
Tibor is a previously registered financial professional and started their career in finance in 1984. Tibor had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1995 - September 13, 1995
HANSON ANDERSON SECURITIES CORPORATION
June 29, 1992 - March 10, 1995
ROTH CAPITAL PARTNERS, LLC
June 4, 1992 - June 12, 1992
PRUDENTIAL EQUITY GROUP, LLC
May 15, 1989 - May 27, 1992
CITIGROUP GLOBAL MARKETS INC.
September 23, 1986 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
April 2, 1985 - August 28, 1986
UBS FINANCIAL SERVICES INC.
April 5, 1984 - April 12, 1985
LEHMAN BROTHERS INC.
March 1, 1984 - May 9, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HANSON ANDERSON SECURITIES CORPORATION
CRD#: 10629 / SEC#: , 8-27699
Contact information
Documents
Red Flags
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