Frank C. Billera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Charles Billera, who also goes by Frank Billera, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1983. Frank had worked at 19 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2011 - November 26, 2013
P.J. ROBB VARIABLE, LLC
June 20, 2008 - January 30, 2009
MOORS & CABOT, INC.
April 14, 2008 - June 20, 2008
MOORS & CABOT FINANCIAL ADVISORS, LLC
June 19, 2006 - April 15, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 23, 2006 - April 28, 2006
PRIME CAPITAL SERVICES, INC.
November 4, 2004 - February 10, 2006
CAPITAL BROKERAGE CORPORATION
April 30, 2004 - November 8, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 3, 2000 - March 15, 2004
VP DISTRIBUTORS LLC
July 15, 1999 - February 24, 2000
BOFA DISTRIBUTORS, INC.
April 1, 1999 - July 15, 1999
KEYPORT FINANCIAL SERVICES CORP.
August 3, 1998 - February 3, 1999
IFMG SECURITIES, INC.
August 13, 1996 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
September 26, 1995 - June 21, 1996
PINEBRIDGE SECURITIES LLC
August 21, 1991 - September 12, 1995
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
October 16, 1990 - October 16, 1991
NORTHEAST BROKERAGE SERVICES CORPORATION
March 22, 1990 - October 24, 1990
WAMU INVESTMENTS, INC.
October 31, 1989 - April 5, 1990
LEHMAN BROTHERS INC.
April 18, 1986 - November 22, 1989
MORGAN STANLEY DW INC.
December 21, 1983 - May 5, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/19/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
