Danny Appello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Appello was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1983. Danny had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2004 - January 18, 2005
T.R. WINSTON & COMPANY, LLC
May 28, 2003 - June 15, 2004
GREATER METROPOLITAN INVESTMENT SERVICES, INC.
November 20, 1989 - June 18, 2001
GREATER METROPOLITAN INVESTMENT SERVICES, INC.
November 2, 1987 - November 21, 1989
PAN AMERICAN SECURITIES, INC.
June 11, 1986 - August 4, 1987
INDIVIDUAL'S SECURITIES LTD.
June 18, 1985 - May 27, 1986
CARDELL & ASSOCIATES, INCORPORATED
May 24, 1985 - June 17, 1985
CARDELL & ASSOCIATES, INCORPORATED
December 21, 1983 - May 24, 1985
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
