Bruce A. Horwitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Alan Horwitz was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1984. Bruce had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2003 - January 2, 2015
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
June 23, 2000 - October 1, 2003
FREEDOM FINANCIAL, INC.
May 8, 1999 - June 9, 2000
AMERICAN CAPITAL CORPORATION
October 28, 1997 - May 18, 1999
FCG ADVISORS, LLC
October 12, 1994 - October 29, 1997
WORLD INVESTMENTS, LLC
September 24, 1992 - December 19, 1993
TOWER INVESTMENT GROUP, INC.
July 26, 1990 - October 4, 1990
AMERICAN PREFERRED SECURITIES, INC.
February 25, 1986 - July 22, 1988
PHILADELPHIA FINANCIAL ADVISORS, INC.
December 28, 1984 - August 23, 1989
PHILADELPHIA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
CRD#: 29421 / SEC#: , 8-44319
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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