Charles E. Woodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Eugene Woodson, who also goes by Chuck Woodson, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2004 - December 31, 2011
1ST GLOBAL CAPITAL CORP.
December 2, 2003 - April 13, 2004
MONY SECURITIES CORPORATION
November 14, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
July 18, 1994 - November 12, 2002
1ST GLOBAL CAPITAL CORP.
December 4, 1992 - July 18, 1994
FIVE STAR RESOURCES, INC.
October 22, 1984 - December 19, 1986
SENTRA SECURITIES CORPORATION
September 25, 1984 - November 4, 1992
TRIPLE CHECK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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