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Charles Eugene Woodson

CRD# 1224358·Registered 1984 - 2011
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Eugene Woodson, who also goes by Chuck Woodson, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1984 - 2011. Charles had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chuck Woodson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
San Diego, CA
March 15, 2004 - December 31, 2011
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
December 2, 2003 - April 13, 2004
TRUSTED SECURITIES ADVISORS CORP.·CRD# 24049
BD
New York, NY
November 14, 2002 - December 2, 2003
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
July 18, 1994 - November 12, 2002
FIVE STAR RESOURCES, INC.·CRD# 30414
BD
December 4, 1992 - July 18, 1994
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
October 22, 1984 - December 19, 1986
TRIPLE CHECK FINANCIAL SERVICES, INC.·CRD# 13344
BD
Burbank, CA
September 25, 1984 - November 4, 1992

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Current Firm

1G
1ST GLOBAL CAPITAL CORP.

1ST GLOBAL CAPITAL CORP.

CRD#: 30349 / SEC#: 8-44870
BD
Terminated by SEC on 01/04/2020

Contact Information

Established

Delaware since 05/19/1992

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
STEWART, EVERETT PAUL JREVP, CCO2025188

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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