Mark E. Werner

AMERITAS ADVISORY SERVICES

Chesterfield, MO 63005

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CRD#: 1224283

Professional summary

Mark Edwards Werner, CFP®, ChFC®, CLU®, who also goes by Mark Edward Werner, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Chesterfield, Missouri and AMERITAS INVESTMENT COMPANY, LLC located in Chesterfield, Missouri.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Edward Werner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * CARILLON GROUP INC; SAME AS BRANCH; INV REL; GENERAL AGENCY; AGENT; START DATE=06/2003; HRS/MO=20; TRADING HRS/MO=20; INSURANCE SALES * CORNERSTONE ADVISORS, LLC; SAME AS RESIDENCE; INV REL; MARKETING NAME FOR FIXED INSURANCE AND SECURITIES ACTIVITIES; MEMBER; START DATE=01/2008; HRS/MO=0; TRADING HRS/MO=0; NONE-IT IS A CONDUIT FOR FIXED PRODUCT COMMISSIONS AS WELL AS MARKETING, AND I PAY MY EMPLOYEES THROUGH THIS ENTITY;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edwards Werner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 641 Cepi Dr, Chesterfield, MO 63005

RIA

CRD#: 317245

Chesterfield, MO

Current

June 30, 2006 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 641 Cepi Drive, Chesterfield, MO 63005

CRD#: 14869

Chesterfield, MO

Past

June 30, 2006 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

September 29, 2003 - June 30, 2006

CARILLON INVESTMENTS, INC.

RIA

CRD#: 14646

CHESTERFIELD, MO

Past

June 19, 2003 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

CHESTERFIELD, MO

Past

July 14, 2000 - April 23, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 8, 1999 - July 11, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 8, 1991 - February 1, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 22, 1988 - April 26, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 22, 1988 - April 26, 1991

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

September 3, 1987 - August 29, 1988

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

January 3, 1984 - September 10, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(2/11/2020)

California
(11/23/2010)

Colorado
(2/24/2015)

District of Columbia
(10/26/2023)

Florida
(2/19/2015)

Georgia
(4/4/2023)

Hawaii
(8/20/2025)

Illinois
(1/19/2010)

Indiana
(6/3/2019)

Kansas
(7/10/2020)

Louisiana
(6/3/2019)

Maine
(7/18/2012)

Maryland
(6/3/2019)

Massachusetts
(2/5/2024)

Missouri
(6/30/2006)

IAR

Missouri
(11/1/2021)

Nevada
(4/15/2025)

New York
(6/3/2019)

North Carolina
(4/4/2023)

Ohio
(6/3/2019)

Oregon
(6/3/2019)

Pennsylvania
(9/20/2021)

South Carolina
(6/3/2019)

Texas
(7/14/2016)

IAR

Texas
(11/1/2021)

Virginia
(6/3/2019)

Washington
(6/3/2019)

Wisconsin
(6/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark E. Werner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edwards Werner's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

GUARDIAN INVESTOR SERVICES LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/1999

Series 63

Date: 1/3/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1983

Series 24

Date: 5/12/1997

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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