GB
Glenn Y. Blitzer
RBC CAPITAL MARKETS
PALM BEACH GARDENS, FL 33410
Some features on this profile are disabled
CRD#: 1224209
GB
Professional summary
Glenn York Blitzer is a registered financial professional currently at RBC CAPITAL MARKETS, LLC located in Palm Beach Gardens, Florida.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1992. Glenn has worked at 11 firms and has passed the Series 63, Series 22TO, Series 6TO, Series 57TO, Series 99TO, Series 82TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 39, Series 26 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Glenn York Blitzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2022 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410RIA
BD
CRD#: 31194
PALM BEACH GARDENS, FL
Past
October 17, 2011 - February 2, 2022
IMPERIAL CAPITAL, LLC
BD
CRD#: 43744
Palm Beach Gardens, FL
Past
September 7, 2010 - August 25, 2011
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
Past
April 2, 2008 - July 15, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
NEW YORK, NY
Past
May 14, 2007 - January 7, 2008
NEWOAK CAPITAL MARKETS LLC
BD
CRD#: 104063
NEW YORK, NY
Past
February 27, 2007 - May 10, 2007
MAGNA
BD
CRD#: 30935
NEW YORK, NY
Past
April 24, 2006 - October 26, 2006
SANDERS MORRIS LLC
BD
CRD#: 20580
BERNARDSVILLE, NJ
Past
July 22, 2003 - March 31, 2006
STANFORD GROUP COMPANY
BD
CRD#: 39285
NEW YORK, NY
Past
August 13, 2002 - July 2, 2003
BROKERAGEAMERICA, LLC
BD
CRD#: 47966
NEW YORK, NY
Past
October 11, 1993 - August 16, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
August 24, 1992 - October 5, 1993
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/25/2022)
RR
Alaska(1/26/2022)
RR
Arizona(2/8/2022)
RR
Arkansas(1/26/2022)
RR
California(1/25/2022)
RR
Colorado(1/25/2022)
RR
Connecticut(1/25/2022)
RR
Delaware(1/26/2022)
RR
District of Columbia(2/1/2022)
RR
Florida(1/25/2022)
RR
Georgia(1/26/2022)
RR
Hawaii(3/30/2022)
RR
Idaho(1/25/2022)
RR
Illinois(1/25/2022)
RR
Indiana(1/26/2022)
RR
Iowa(1/27/2022)
RR
Kansas(1/26/2022)
RR
Kentucky(1/28/2022)
RR
Louisiana(1/28/2022)
RR
Maine(1/26/2022)
RR
Maryland(1/25/2022)
RR
Massachusetts(1/25/2022)
RR
Michigan(1/25/2022)
RR
Minnesota(2/3/2022)
RR
Mississippi(1/26/2022)
RR
Missouri(1/25/2022)
RR
Montana(1/26/2022)
RR
Nebraska(1/28/2022)
RR
Nevada(2/9/2022)
RR
New Hampshire(1/28/2022)
RR
New Jersey(1/25/2022)
RR
New Mexico(1/26/2022)
RR
New York(1/25/2022)
RR
North Carolina(1/26/2022)
RR
North Dakota(1/31/2022)
RR
Ohio(1/25/2022)
RR
Oklahoma(1/26/2022)
RR
Oregon(1/25/2022)
RR
Pennsylvania(1/25/2022)
RR
Puerto Rico(1/31/2022)
RR
Rhode Island(2/7/2022)
RR
South Carolina(1/27/2022)
RR
South Dakota(2/4/2022)
RR
Tennessee(1/26/2022)
RR
Texas(1/25/2022)
RR
Utah(1/27/2022)
RR
Vermont(1/25/2022)
RR
Virgin Islands(1/28/2022)
RR
Virginia(1/25/2022)
RR
Washington(2/3/2022)
RR
West Virginia(1/31/2022)
RR
Wisconsin(1/25/2022)
RR
Wyoming(2/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/4/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
