Melvin L. Wellons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Lowell Wellons was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1983. Melvin had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1996 - October 29, 1996
FIRST SIERRA INVESTMENT COMPANY, INC.
April 8, 1993 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
August 20, 1992 - March 30, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 30, 1983 - July 10, 1987
M.L. WELLONS INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SIERRA INVESTMENT COMPANY, INC.
CRD#: 18624 / SEC#: , 8-38795
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
