AF
Anthony S. Ferrara
PARK AVENUE SECURITIES LLC
WALL, NJ 07719
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CRD#: 1224168
AF
Professional summary
Anthony S Ferrara, who also goes by Anthony Scatuorchio Ferrara, Anthony S Ferrara, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Wall, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Scatuorchio Ferrara | Anthony S Ferrara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 574 Newark Avenue Associates LLC-Rental property-own and rent property to others,
Start date: 10/01/2004,
Address: 574 Newark Ave, Jersey City NJ 07306,
9 total hours per month 3 during securities trading hours,
Investment related,
No Annual Compensation,
2. All Insurances Services Inc.-Property Casualty Insurance Producer,
Start date: 12/29/1972,
Address: 574 Newark Ave, Jersey City NJ 07306,
43 total hours per month; 22 during securities trading hours,
Investment related,
More than 25% annual compensation,
3. TFA Income Tax Services , Inc.- Officer/ Income Tax Preparation Services,
Start date: 12/19/2001,
Address: 574 Newark Ave, Jersey City NJ 07306
120 total hours per month; 60 during securities trading hours
Non Investment related,
More than 25% annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Anthony S Ferrara's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony S Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Current
January 10, 2022 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Past
May 1, 2009 - August 23, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
JERSEY CITY, NJ
Past
June 21, 2002 - March 12, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
JERSEY CITY, NJ
Past
December 16, 1989 - March 12, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
JERSEY CITY, NJ
Past
January 15, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
July 25, 1986 - January 15, 1987
RADFORD CAPITAL CORPORATION
BD
CRD#: 10480
Past
January 25, 1984 - August 11, 1986
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/11/2022)
IAR
Connecticut(5/16/2022)
RR
Florida(3/28/2022)
IAR
Florida(7/25/2022)
RR
Maryland(8/21/2025)
RR
Massachusetts(1/10/2022)
IAR
Massachusetts(8/30/2023)
RR
Minnesota(2/11/2022)
IAR
Minnesota(5/16/2022)
RR
New Jersey(1/10/2022)
IAR
New Jersey(7/25/2022)
RR
New York(1/10/2022)
IAR
New York(7/22/2022)
RR
North Carolina(2/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Wall, NJ 07719TRUST BUT VERIFY
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