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Steven Nathan Bronson

CRD# 1223717·Registered 1985 - 2024
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Nathan Bronson, who also goes by Steven N Bronson, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1985 - 2024. Steven had worked at 15 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, Series 79TO, Series 57TO, Series 82TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven N Bronson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BRONSON FINANCIAL LLC·CRD# 308284
BD
Irvine, CA
June 10, 2021 - July 1, 2024
PUMA CAPITAL, LLC·CRD# 146744
BD
Rye, NY
October 3, 2018 - June 14, 2019
NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
Westlake Village, CA
April 25, 2016 - October 12, 2016
BKF ADVISORS, INC.·CRD# 165356
RIA
Westlake Vilage, CA
December 4, 2012 - August 5, 2016
CATALYST ADVISORS LLC.·CRD# 146239
RIA
Danbury, CT
October 28, 2008 - January 9, 2009
SMH CAPITAL INVESTMENTS LLC·CRD# 24535
BD
Ft. Worth, TX
October 19, 1998 - January 24, 2000
BRONSON & CO., LLC·CRD# 45025
BD
Boca Raton, FL
September 3, 1998 - December 1, 2014
BARBER & BRONSON INCORPORATED·CRD# 26582
BD
Miami, FL
December 18, 1990 - October 2, 1998
PALM BEACH FINANCIAL, INC.·CRD# 19477
BD
August 22, 1989 - November 13, 1990
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
May 2, 1989 - August 30, 1989
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
December 17, 1987 - May 8, 1989
SHELTER ROCK SECURITIES CORP.·CRD# 11043
BD
April 3, 1987 - November 30, 1987
ADVEST, INC.·CRD# 10
BD
October 21, 1985 - April 13, 1987
INDIVIDUAL'S SECURITIES LTD.·CRD# 7279
BD
June 4, 1985 - October 24, 1985
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
January 23, 1985 - April 26, 1985

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Current Firm

BF
BRONSON FINANCIAL LLC

BRONSON FINANCIAL LLC

CRD#: 308284 / SEC#: 8-70573
BD
Terminated by SEC on 06/29/2024

Contact Information

Established

Delaware since 02/26/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BKF CAPITAL GROUP, INC.OWNER—
BRONSON, STEVEN NATHANCEO, PRESIDENT, & CCO1223717
HOFFMAN, RYAN JFINOP & AMLCO7323184

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2012About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1999

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2001About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1990About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1990About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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