Steven N. Bronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Nathan Bronson, who also goes by Steven N Bronson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 15 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, Series 79TO, Series 57TO, Series 82TO, Series 99TO, SIE, Series 55, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2021 - July 1, 2024
BRONSON FINANCIAL LLC
October 3, 2018 - June 14, 2019
PUMA CAPITAL, LLC
April 25, 2016 - October 12, 2016
NOBLE CAPITAL MARKETS, INC.
December 4, 2012 - August 5, 2016
BKF ADVISORS, INC.
October 28, 2008 - January 9, 2009
CATALYST ADVISORS LLC.
October 19, 1998 - January 24, 2000
SMH CAPITAL INVESTMENTS LLC
September 3, 1998 - December 1, 2014
BRONSON & CO., LLC
December 18, 1990 - October 2, 1998
BARBER & BRONSON INCORPORATED
August 22, 1989 - November 13, 1990
PALM BEACH FINANCIAL, INC.
May 2, 1989 - August 30, 1989
ALISON, BAER SECURITIES INC.
December 17, 1987 - May 8, 1989
CROWN FINANCIAL GROUP, INC.
April 3, 1987 - November 30, 1987
SHELTER ROCK SECURITIES CORP.
October 21, 1985 - April 13, 1987
ADVEST, INC.
June 4, 1985 - October 24, 1985
INDIVIDUAL'S SECURITIES LTD.
January 23, 1985 - April 26, 1985
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
BRONSON FINANCIAL LLC
CRD#: 308284 / SEC#: , 8-70573
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
