Bruce H. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Howard Jordan was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1983. Bruce had worked at 13 firms and has passed the Series 63, Series 79TO, Series 82TO, SIE, Series 2, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2015 - June 7, 2024
NEWBRIDGE SECURITIES CORPORATION
May 23, 2011 - May 8, 2013
BEDMINSTER FINANCIAL GROUP, LIMITED
October 23, 2001 - April 25, 2011
MIDTOWN PARTNERS
June 21, 2001 - October 11, 2001
FIRST COLONIAL SECURITIES
November 20, 2000 - April 20, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
May 4, 1998 - November 20, 2000
JOSEPH CHARLES & ASSOC., INC.
August 25, 1993 - May 7, 1998
COMPREHENSIVE CAPITAL CORPORATION
July 30, 1992 - October 23, 1992
MERIDIAN SECURITIES, INC.
January 2, 1990 - August 6, 1990
PRESCOTT, BALL & TURBEN, INC.
November 3, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
July 16, 1987 - October 24, 1989
SCOTIA CAPITAL (USA) INC.
October 1, 1985 - May 20, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
December 21, 1983 - October 7, 1985
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 2
Date: 10/16/1992
Non-Member General Securities ExaminationCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
