William Coppa
Professional summary
William Coppa was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William Coppa was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 1 firm and has passed the Series 52TO, Series 99TO, SIE and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1983 - October 30, 2025
U.S. SECURITIES, INTL. CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
U.S. SECURITIES, INTL. CORP.
CRD#: 11238 / SEC#: , 8-18118
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
