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Bill E. Ivey

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CRD#: 1223194
BI

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bill Earl Ivey, who also goes by Billy IVey, William Ivey, was a registered financial professional .

Bill is a previously registered financial professional and started their career in finance in 1999. Bill had worked at 2 firms and has passed the Series 6 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Billy Ivey | William Ivey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2000 - December 31, 2015

BASSWOOD FINANCIAL SERVICES

RIA
CRD#: 121373
CLEVELAND, OH
Past

December 13, 1999 - January 10, 2000

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 6
Date: 12/11/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm


BF
BASSWOOD FINANCIAL SERVICES
BASSWOOD FINANCIAL SERVICES | BASSWOOD FINANCIAL SERVICES GROUP, INC.

CRD#: 121373 / SEC#:

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Contact information


Main Address
5247 Wilson Mills Road Suite 512, Cleveland, OH 44143
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BASSWOOD FINANCIAL SERVICES

CRD#: 121373

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