Kelly A. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Ann Mason, who also goes by K Mason Luiz, Kelly A Mason, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 1986. Kelly had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - January 26, 2018
WATERMARK ASSET MANAGEMENT, INC.
November 11, 2009 - March 24, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 19, 2004 - October 6, 2009
WELLS FARGO INVESTMENTS, LLC
October 25, 1996 - December 31, 2002
CHARLES SCHWAB & CO., INC.
August 21, 1986 - May 3, 1995
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WATERMARK ASSET MANAGEMENT, INC.
CRD#: 108407 / SEC#: 801-57796
Contact information
Red Flags
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