John H. La Gatta

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CRD#: 1222988

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Hawley Olds La Gatta, who also goes by John Hawley Olds Lagatta, John Olds Lagatta, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1983. John had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

John Hawley Olds Lagatta | John Olds Lagatta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 11, 1989 - September 24, 1992

MERNER RESEARCH

CRD#: 15405

Past

November 29, 1983 - May 1, 2014

OLDS SECURITIES CORPORATION

CRD#: 11210

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

MERNER RESEARCH

MERNER RESEARCH | MERNER, PETER W.

CRD#: 15405 / SEC#: , 8-32115

Terminated by FINRA on 09/24/1992

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 02/15/1984

Firm type

Sole Proprietorship

Fiscal year end

June

# of Employees

Documents

Red Flags

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