Paul H. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Harry Hall was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1986 - October 29, 1987
THOMSON MCKINNON SECURITIES INC.
June 3, 1986 - July 8, 1986
P.B. JAMESON & CO.,INC.
February 16, 1984 - April 9, 1986
PRUDENTIAL EQUITY GROUP, LLC
January 26, 1984 - May 4, 1984
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THOMSON MCKINNON SECURITIES INC.
CRD#: 829 / SEC#: , 8-14450
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
