Donnie R. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donnie Ray Andrews, who also goes by Don Andrews, was a registered financial professional .
Donnie is a previously registered financial professional and started their career in finance in 1984. Donnie had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - August 19, 2016
ALLSTATE FINANCIAL ADVISORS, LLC
January 27, 2014 - August 19, 2016
ALLSTATE FINANCIAL SERVICES, LLC
May 6, 2013 - July 8, 2013
INVESTORS CAPITAL CORP.
May 6, 2013 - July 8, 2013
INVESTORS CAPITAL CORP.
April 6, 2011 - May 6, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
April 14, 2003 - May 6, 2013
ALLSTATE FINANCIAL SERVICES, LLC
July 15, 2002 - December 19, 2002
CHOREO, LLC
January 22, 2001 - December 11, 2002
AMERIPRISE ADVISOR SERVICES, INC.
August 14, 1999 - December 31, 2000
SUNSET FINANCIAL SERVICES, INC.
January 11, 1993 - February 16, 1993
WALL STREET ACCESS
October 26, 1989 - March 15, 1993
KEMPER FINANCIAL SERVICES, INC.
July 31, 1987 - November 18, 1987
FIRST AFFILIATED SECURITIES, INC.
April 7, 1987 - July 14, 1987
PRIMELINE SECURITIES CORP.
March 28, 1984 - October 3, 1985
TITAN/VALUE EQUITIES GROUP, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
