John P. O'neill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick O'neill, who also goes by John Patrick Oneill, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2015 - November 14, 2017
SYMBEQUITY INVESTMENT ADVISORY, LLC
February 24, 2012 - February 18, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 22, 2012 - February 18, 2014
TD AMERITRADE, INC.
January 26, 2012 - February 18, 2014
TD AMERITRADE, INC.
November 6, 2009 - July 1, 2011
WELLS FARGO SECURITIES, LLC
January 8, 2007 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
September 1, 2005 - December 18, 2006
MORTON CLARKE INC.
April 14, 1993 - June 2, 2005
PIPER SANDLER & CO.
April 10, 1989 - April 6, 1993
LEHMAN BROTHERS INC.
July 30, 1987 - March 4, 1989
FOSTER & MARSHALL INC.
December 21, 1983 - April 6, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYMBEQUITY INVESTMENT ADVISORY, LLC
CRD#: 150055 / SEC#: 801-70213
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 607,354 |
Red Flags
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