John G. Lambros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gregory Lambros, who also goes by J R Lambros, J R John Gregory Lambros, Junior Lambros, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 6 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 1989 - May 23, 1989
HAYNE, MILLER FINANCIAL, INC.
January 23, 1989 - April 12, 1989
INVESTMENT CONCEPTS, INC.
January 7, 1988 - November 21, 1988
FUNDAMENTAL EQUITIES CORP.
September 30, 1987 - December 18, 1987
TWIN CITY SECURITIES, INC.
March 14, 1985 - September 23, 1987
FIRST PREFERRED INVESTMENT CORPORATION
January 5, 1984 - February 12, 1985
HEINER & STOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAYNE, MILLER FINANCIAL, INC.
CRD#: 13849 / SEC#: , 8-29894
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
