David E. Hills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Emery Hills was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1964. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2010 - July 22, 2021
VERIS WEALTH PARTNERS, LLC
January 30, 1998 - September 20, 2007
A. G. EDWARDS & SONS, INC.
January 12, 1985 - September 20, 2007
A. G. EDWARDS & SONS, INC.
March 14, 1964 - January 14, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VERIS WEALTH PARTNERS, LLC
CRD#: 143588 / SEC#: 801-67966
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERIS WEALTH PARTNERS, LLC
CRD#: 143588 / SEC#: 801-67966
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,654 |
| AUM (Assets Under Management) | $ 2,259,771,653 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/07/2025 | ||
| 11/12/2024 | ||
| 01/02/2024 | ||
| 12/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
