Nicodemus E. Faitos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicodemus Eustis Faitos, who also goes by Nick Faitos, was a registered financial professional .
Nicodemus is a previously registered financial professional and started their career in finance in 1983. Nicodemus had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 39 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1987 - August 23, 1991
FAITOS & COMPANY, INC.
July 31, 1987 - September 18, 1987
MONARCH INVESTMENTS INC.
July 28, 1986 - June 30, 1987
EXETER SECURITIES CORPORATION
July 15, 1985 - July 24, 1986
UBS FINANCIAL SERVICES INC.
December 21, 1983 - July 17, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAITOS & COMPANY, INC.
CRD#: 20417 / SEC#: , 8-38257
Contact information
Documents
Red Flags
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