Norman R. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Ray Davis was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1983. Norman had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2021 - September 23, 2022
LINSCOMB WEALTH, INC.
June 3, 2009 - December 31, 2020
LINSCOMB WEALTH, INC.
June 29, 1992 - October 23, 2008
OSAIC WEALTH, INC.
June 29, 1992 - October 23, 2008
OSAIC WEALTH, INC.
June 10, 1985 - July 1, 1992
KAVANAUGH SECURITIES, INC.
December 21, 1983 - June 17, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,814 |
| AUM (Assets Under Management) | $ 4,566,838,983 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/20/2024 | ||
| 01/24/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
