Richard W. Kolck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard William Kolck, who also goes by Rich Kolck, Rick Kolck, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1984. Richard had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1999 - December 31, 2003
RICHARD KOLCK & CO.
November 19, 1989 - December 31, 2021
OSAIC WEALTH, INC.
July 10, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 22, 1984 - July 26, 1984
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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